When COVID-19 first impacted firms, Compliance First reacted swiftly and decisively, moving into an agile way of operating, ensuring we could provide the support our firms needed at that time and indeed long into the future.
As we move into the next phase, we are delighted to be able to continue to offer these services and to announce further plans for the coming months.
Compliance First - Scotland's leading provider of bespoke compliance and business support services.
Although we have Clients throughout the UK, our locality has been a decisive factor for many of our Client Firms and this is reflected in the strength and delivery of our services and programme of accessible development events.
Janice Laing | Managing Director
Compliance First provides dedicated compliance and business support services across Northern Ireland.
Northern Irish advisers are now supported through a range of services including a dedicated compliance consultant and a solid event programme that delivers vital information and compliance updates all of which provides a full complement of CPD.
Janice Laing | Managing Director
Adding value to your business
Looking for something new?
If you're tired of receiving support from one-sized-fits all service providers or networks, and are looking for a new approach, we'd urge you to consider Compliance First.
Through our strength, reliability and quality of service, matched to the needs of our Client Firms, we have the expertise and knowledge of the operations of advisers, to deliver a level of support that far exceeds your average service provider.
When we say that our support is tailored to your business needs, we mean that we will find the solutions that fit your business and its aspirations - where do you want to be in a year? In five years? In twenty years? Our service will help you to achieve your goals.
Tracy McLeishHead of Business Development & Relationship Management
Delivering proactive business support
We are committed to the provision of business support which effectively enhances your business growth.
Our Business Support Team will welcome you to Compliance First and provide all the information you need to make the most of our relationship.
The Team will also detail the extensive range of Client benefits, taking into account your immediate business needs and those that may occur in the future, while agreeing with you how best to implement any agreed solutions.
Compliance First will respond to the challenges and opportunities presented by the market by providing effective and relevant support services.
Jill HamiltonBusiness Support Manager
Extensive technical support just a phone call away
The ever changing regulatory landscape has meant that advisers have to comply with more rules and processes than ever before, but our high calibre team will ensure that operating compliantly will not burden your business.
We are committed to the employment of the best talents available to support our Clients and I cannot emphasise enough the level of expertise which lies within this team. In addition to all the appropriate and relevant qualifications, as well as on the job industry experience, this team understands the needs of financial advisers and their businesses and provide excellent technical assistance through sound and considered advice.
Aileen LynchHead of Specialist Technical