No one gets a better understanding of your individual business requirements.

Compliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.

In 2007, we became part of the SimplyBiz Group remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.

Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.

As part of The SimplyBiz Group, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.

Testimonials

"Due to the ever increasing complexities involved with regulatory issues, it is now almost impossible to operate efficiently without the support of an excellent compliance consultancy firm. Thankfully, I have been a member of Compliance First for over a decade and they have provided excellent support services. Not only have they helped Knightsbridge Wealth Management with important compliance issues, they also provide regular professional development events. They have supported my business in so many directions. This include contacts for legal services, professional indemnity insurance, investment services and software support. In conclusion, I can highly recommend Compliance First to any forward and progressive IFA firm seeking support services."

John McClelland
Chartered Financial Planner
FCII, FPFS, Certs CII (MP & ER)

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