No one gets a better understanding of your individual business requirements.

Compliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.

In 2007, we became part of the SimplyBiz Group remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.

Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.

As part of The SimplyBiz Group, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.


"As I approach retirement from the industry, I would like to thank you all for an excellent compliance service. As a firm you have been with us from the start and none of us would have dreamed  how things would have developed.  I think it fair that I heap praise on your past and present staff who have provided us with an excellent service and were and are assets to your firm."

Steve Smith
Orkney IFA Ltd

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