No one has a better understanding of your individual business requirements.

21 years of Compliance FirstCompliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.

In 2007, we became part of SimplyBiz remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.

Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.

As part of SimplyBiz, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.

Multi award-winning service from Compliance First

Professional Adviser Awards 2018 Professional Adviser Awards 2019 Professional Adviser Awards 2020 Professional Adviser Awards 2021 

Testimonials

“Our experience  with Compliance First began last Autumn as we were ably assisted through the process of becoming Directly Authorised. Support from the technical unit has been exceptional, and particularly helpful with Gabriel returns. We have attended relevant training events locally - well run by SimplyBiz - and distance has not proved to be a barrier to the active support we receive. We have found everyone we have contact with to be professional and courteous at all times”

Adrian Bell, Dip PFS, Certs CII (MP & ER), TEP
Succeed Wealth Management Limited

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