No one has a better understanding of your individual business requirements.

Compliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.

In 2007, we became part of SimplyBiz remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.

Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.

As part of SimplyBiz, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.

Multi award-winning service from Compliance First

Professional Adviser Awards 2018 Professional Adviser Awards 2019 Professional Adviser Awards 2020 Professional Adviser Awards 2021

Testimonials

Our best decision in financial services (25 years) was to move to Compliance First.

Assistance with direct authorisation was of great value. In our first 12 months, we had two service calls and both were more productive than the old style network meetings. We received fantastic support on our first Gabriel report, so much so that we were able to complete the second on our own.

During any calls to Compliance First, we are left with the impression that they are genuinely there to help. Having traded for 12 months directly authorised, we have saved in excess of £8,000 when compared to the costs of a network, going LTD also saved in excess of £5,000. What’s not to like?

Richard Brodie
Active Asset Management (Scotland) LTD

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