No one has a better understanding of your individual business requirements.

Compliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.

In 2007, we became part of SimplyBiz remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.

Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.

As part of SimplyBiz, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.

Multi award-winning service from Compliance First

Professional Adviser Awards 2018 Professional Adviser Awards 2019 Professional Adviser Awards 2020 Professional Adviser Awards 2021

Testimonials

I would highly recommend Compliance First. The transition from AR to DA was made very smooth and the help I received from Compliance First made this an easy transition. I went DA to have more control over my business. The network I was with were becoming harder all the time to deal with and I was worried that if they went down my business would go with it.

I feel more in control of my own destiny now and Compliance First have been there to guide me on my journey. The regular compliance visits have been a great help and also knowing that someone is on the other end of a telephone line when I need them is a great comfort. Spending less time on compliance allows me to focus on running my business and making it more profitable. I highly recommend Compliance First!

Phil Anderson DipPFS, Adv CeMAP
Phil Anderson Financial Services Ltd

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