No one has a better understanding of your individual business requirements.

Compliance First was established in the millennium year in Glasgow to provide compliance and business support services to directly authorised financial advisers.

In 2007, we became part of the SimplyBiz Group remaining true to our core service and values providing high quality, bespoke support, specific to advisory practices.

Our ethos is to genuinely treat our Clients as individuals by developing service propositions that fit into their advisory business. The team currently delivers this ethos to over 530 client firms and almost 1,200 advisers across the UK.

As part of The SimplyBiz Group, we continue to provide bespoke support to our Clients, operating independently whilst also giving our Clients the opportunity to enjoy many of the additional benefits of being associated with a larger group of companies.


"I wish to express our gratitude to your technical team for the help and support during our transition from being network members to being directly regulated.  In particular Julie and Nicola and more recently Aileen all of whom have been superb in helping us to submit out GABRIEL Reports on time.  Please pass our appreciation to them."

Hussein Pirbhai DipFA CeMAP
GP3 Financial Solutions Ltd

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