Financial advice comes in all shapes and sizes and with consumer needs and behaviours changing all the time, its vital to ensure that you have access to the right level of support and solutions.
At Compliance First, we ensure that our members have the solutions they need for advising and for where they are perhaps unable, or simply choose not to advice, ensuring that in all cases, the client gets what they need.
As part of our core membership, we provide access to an array of solutions allowing firms to pick and choose those that complement and support their proposition.
Expert investment intelligence to power your business
From support in the design of profitable and compliant Centralised Investment Propositions, to accessing market-leading investment intelligence and innovative planning tools, our investment services have everything you need to run a robust and compliant advice process.
We have partnered with industry experts Hymans Robertson and Defaqto to provide you with access to some of the most sophisticated, market-leading investment planning tools, research and solutions to help you run a compliant and efficient centralised investment process.
We understand that despite client needs dictating firms offer a wide breadth of services and solutions, it isn't always possible to provide advice on every single product. Often the complexities involved can mean its not possible to provide advice or in some cases, it may simply not fit with a firms make up or expertise.
With this in mind, we offer SimplyRefer - the easy way to refer clients for advice on areas that you don't offer. Our carefully selected partners will be on hand to provide an extended service to your client, before passing them back to you.
If you offer mortgage advice, you can use our award-winning mortgage club, offering access to a range of lenders providing exclusive and semi exclusive rates, an extensive GI panel and a range of ancillary products.
Our dedicated team provide one single point of access to a range of ancillary products associated with mortgage provision. These include secured loans, commercial and overseas lending, equity release and conveyancing specialists, to name but a few. Add to this exclusively arranged general insurance options, as well as best of breed protection products with enhanced rates.
SimplyProtect provides as a comprehensive solution to help you quickly and efficiently meet your clients’ protection requirements. You receive enhanced commission rates from eight leading providers, which maintains your whole of the market status as well as comprehensive support, training and more.
APS Legal and Associates
For many firms, offering will writing and estate planning services to their clients has provided valuable new income streams. APS Legal provides the training and support so you can take instructions from your clients while the specialist team create wills, trusts and other legal documentation on your behalf.
The complete marketing and communications service exclusively for Members of SimplyBiz.
Marketing plays a pivotal role in todays every increasingly digital world. Ensuring your clients have access to regular, reliable information is crucial, especially with the speed of change we see today - and all the misinformation about!
Add to this the chance to keep clients, and indeed would be clients, informed about opportunities, services and general developments, marketing truly is an essential part of any business plan today.
All of these services are designed to further enhance your proposition and in the main, are brought to you complimentary or at reduced rates.
For more information on how Compliance First can help your firm achieve its goals, please speak to our team on 0141 616 4161. Alternatively fill out the below form and we will be in touch soon.