Business Support

Making the most of our relationship

As your key contacts, the business support team manage your initial and ongoing relationship with Compliance First and our key areas of service.

Operations installation

Operations installation

From providing access to the Client website and setting up agencies, to helping you gain Professional Indemnity Cover and organising your compliance installation visit, the business support team make sure your move to Compliance First is as smooth as possible.

Make the most of our relationship

Make the most of our relationship

Our business support team are dedicated to helping you maximise our relationship. Whether that’s by making you aware of the breadth of our regulatory support and technology solutions, or by proactively identifying growth propositions which could be of benefit to your business.

Development support

Development support

If you sign up to our T&C Scheme, the business support team will manage the delivery of the service. The team will also let you know the dates and locations of our development events, to ensure you and your staff are gaining structured CPD for your records.

Testimonials

“When I decided to go directly authorised to the FCA in February 2014 I looked at many Compliance services providers and decided on Compliance First for a number of reasons. Firstly, they were recommended by another IFA who had been happy with their services for over 5 years. They were welcoming and professional from my first contact and laid out their proposition which met my needs. Costs was also important and comparably, pound for pound, I felt they were very reasonable for what they offered. They advised and assisted me with my application from start to finish, and I was authorised within 11 weeks. Since authorisation, they have been very supportive and helpful. I receive two visits per year which are very comprehensive and provide me with great comfort for my business. Their Technical desk is very knowledgeable and always helpful. When it comes to the dreaded and  laborious Gabriel Returns, they are invaluable and very patient - a virtue which I test every six months. I would highly recommend to anyone, whatever the size of their business.”

David Macfarlane
DVelop Wealth Ltd.

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