Business Support

Making the most of our relationship

As your key contacts, the business support team manage your initial and ongoing relationship with Compliance First and our key areas of service.

Operations installation

Operations installation

From providing access to the Client website and setting up agencies, to helping you gain Professional Indemnity Cover and organising your compliance installation visit, the business support team make sure your move to Compliance First is as smooth as possible.

Make the most of our relationship

Make the most of our relationship

Our business support team are dedicated to helping you maximise our relationship. Whether that’s by making you aware of the breadth of our regulatory support and technology solutions, or by proactively identifying growth propositions which could be of benefit to your business.

Development support

Development support

If you sign up to our T&C Scheme, the business support team will manage the delivery of the service. The team will also let you know the dates and locations of our development events, to ensure you and your staff are gaining structured CPD for your records.

Testimonials

"Due to the ever increasing complexities involved with regulatory issues, it is now almost impossible to operate efficiently without the support of an excellent compliance consultancy firm. Thankfully, I have been a member of Compliance First for over a decade and they have provided excellent support services. Not only have they helped Knightsbridge Wealth Management with important compliance issues, they also provide regular professional development events. They have supported my business in so many directions. This include contacts for legal services, professional indemnity insurance, investment services and software support. In conclusion, I can highly recommend Compliance First to any forward and progressive IFA firm seeking support services."

John McClelland
Chartered Financial Planner
FCII, FPFS, Certs CII (MP & ER)

Read More