Business Support

Making the most of our relationship

As your key contacts, the business support team manage your initial and ongoing relationship with Compliance First and our key areas of service.

Operations installation

Operations installation

From providing access to the Client website and setting up agencies, to helping you gain Professional Indemnity Cover and organising your compliance installation visit, the business support team make sure your move to Compliance First is as smooth as possible.

Make the most of our relationship

Make the most of our relationship

Our business support team are dedicated to helping you maximise our relationship. Whether that’s by making you aware of the breadth of our regulatory support and technology solutions, or by proactively identifying growth propositions which could be of benefit to your business.

Development support

Development support

If you sign up to our Training Competence & Certification Service, the business support team will manage the delivery of the service. The team will also let you know the dates and locations of our development events, to ensure you and your staff are gaining structured CPD for your records.

Testimonials

I have been in the Financial services industry since 1990 starting as a broker consultant and then as an IFA for the last 15 years. During this time, I have experienced the opinions of IFAs on compliance and I have gained my own experience from using compliance firms.

Compliance First and their staff have in my relations with them shown themselves to be extremely supportive, informative, always pleasant in their communications and always willing to go that bit extra to aid their clients. Their fee structure is also competitive and their website simple to use.

If asked by any of my peers would I recommend Compliance First as a suitable choice for their compliance needs my reply would be 100% yes.

Martin McArthur  - MKM Financial Management Ltd

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