Join Compliance First




Why should you join Compliance First?

  • Our support is built around you and the requirements of your practice. Our team will create a bespoke service for you, which means you’re getting the most from your fees and receiving support for the items your practice needs.
  • Our Compliance Consultants are dedicated to our Client Firms and their knowledge and support will guide you during your onsite visits.
  • Our technical staff are some of the most knowledgeable and experienced in the industry, which means you’ll have complete peace of mind you’re getting the best advice for your queries.
  • With the FCA placing so much emphasis on understanding your client’s ability and willingness to take risk, getting this right is vital to your success. Compliance First will provide you with a robust end to end investment process that ticks all the boxes, ensuring you have the tools to make the most appropriate investment selections for your clients.
  • Our Group Strategic Relationship Team liaises with product providers to ensure you receive the highest commission rates, levels of service and access to special offers and promotions from the companies that you place business with. This includes Simply Protect which is free to join and gives you access to a range of nine protection providers, all of which offer you enhanced commission for the business you place.

Click here to join Compliance First


I have been in the Financial services industry since 1990 starting as a broker consultant and then as an IFA for the last 15 years. During this time, I have experienced the opinions of IFAs on compliance and I have gained my own experience from using compliance firms.

Compliance First and their staff have in my relations with them shown themselves to be extremely supportive, informative, always pleasant in their communications and always willing to go that bit extra to aid their clients. Their fee structure is also competitive and their website simple to use.

If asked by any of my peers would I recommend Compliance First as a suitable choice for their compliance needs my reply would be 100% yes.

Martin McArthur  - MKM Financial Management Ltd

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