Join Compliance First

 

 

 

Why should you join Compliance First?

  • Our support is built around you and the requirements of your practice. Our team will create a bespoke service for you, which means you’re getting the most from your fees and receiving support for the items your practice needs.
  • Our Compliance Consultants are dedicated to our Client Firms and their knowledge and support will guide you during your onsite visits.
  • Our technical staff are some of the most knowledgeable and experienced in the industry, which means you’ll have complete peace of mind you’re getting the best advice for your queries.
  • With the FCA placing so much emphasis on understanding your client’s ability and willingness to take risk, getting this right is vital to your success. Compliance First will provide you with a robust end to end investment process that ticks all the boxes, ensuring you have the tools to make the most appropriate investment selections for your clients.
  • Our Group Strategic Relationship Team liaises with product providers to ensure you receive the highest commission rates, levels of service and access to special offers and promotions from the companies that you place business with. This includes Simply Protect which is free to join and gives you access to a range of nine protection providers, all of which offer you enhanced commission for the business you place.

Click here to join Compliance First

Testimonials

"I wish to express our gratitude to your technical team for the help and support during our transition from being network members to being directly regulated.  In particular Julie and Nicola and more recently Aileen all of whom have been superb in helping us to submit out GABRIEL Reports on time.  Please pass our appreciation to them."

Hussein Pirbhai DipFA CeMAP
GP3 Financial Solutions Ltd

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