Events and Development

Delivering essential structured CPD.

Accredited events programme

Accredited events programme

Compliance First delivers a comprehensive events programme at a range of locations convenient to you. Working alongside accreditation bodies, we ensure our events deliver specific learning outcomes and are designed exclusively for directly authorised advice firms. Events cover investments, pensions, protection and mortgages, with each session featuring regulatory updates, service news and best practice. 

NMBA

NMBA

The NMBA offers face-to-face events, online support, tools and templates to support those operating in and wanting to join the financial services industry. The NMBA can provide help with qualifications, offering apprenticeships, best practice and evolving your business model.

CPD Portal

CPD Portal

Containing reading materials and testing, the CPD portal enables you and your staff to earn structured CPD for your records. Test results are easily exported for the purposes of your Statement of Professional Standing. You can also assign supervisor status within your team, to nominate one account to monitor the progress of your staff.

Testimonials

“When I decided to go directly authorised to the FCA in February 2014 I looked at many Compliance services providers and decided on Compliance First for a number of reasons. Firstly, they were recommended by another IFA who had been happy with their services for over 5 years. They were welcoming and professional from my first contact and laid out their proposition which met my needs. Costs was also important and comparably, pound for pound, I felt they were very reasonable for what they offered. They advised and assisted me with my application from start to finish, and I was authorised within 11 weeks. Since authorisation, they have been very supportive and helpful. I receive two visits per year which are very comprehensive and provide me with great comfort for my business. Their Technical desk is very knowledgeable and always helpful. When it comes to the dreaded and  laborious Gabriel Returns, they are invaluable and very patient - a virtue which I test every six months. I would highly recommend to anyone, whatever the size of their business.”

David Macfarlane
DVelop Wealth Ltd.

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