Events and Development

Delivering essential structured CPD.

Accredited events programme

Accredited events programme

Compliance First delivers a comprehensive events programme at a range of locations convenient to you. Working alongside accreditation bodies, we ensure our events deliver specific learning outcomes and are designed exclusively for directly authorised advice firms. Events cover investments, pensions, protection and mortgages, with each session featuring regulatory updates, service news and best practice. 

NMBA

NMBA

The NMBA offers face-to-face events, online support, tools and templates to support those operating in and wanting to join the financial services industry. The NMBA can provide help with qualifications, offering apprenticeships, best practice and evolving your business model.

CPD Portal

CPD Portal

Containing reading materials and testing, the CPD portal enables you and your staff to earn structured CPD for your records. Test results are easily exported for the purposes of your Statement of Professional Standing. You can also assign supervisor status within your team, to nominate one account to monitor the progress of your staff.

Testimonials

Our best decision in financial services (25 years) was to move to Compliance First.

Assistance with direct authorisation was of great value. In our first 12 months, we had two service calls and both were more productive than the old style network meetings. We received fantastic support on our first Gabriel report, so much so that we were able to complete the second on our own.

During any calls to Compliance First, we are left with the impression that they are genuinely there to help. Having traded for 12 months directly authorised, we have saved in excess of £8,000 when compared to the costs of a network, going LTD also saved in excess of £5,000. What’s not to like?

Richard Brodie
Active Asset Management (Scotland) LTD

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