How to join Compliance First

To join Compliance First please call 0141 433 8214.

Once you’ve provided us with some details:

  • One of our experienced consultants will arrange a date convenient to you to meet you and determine how we can ensure you get the best from Compliance First’s services. This introductory visit is your opportunity to take advantage of our expertise and to identify where we can add additional value in your practice.
  • If you’re currently an appointed representative with a network we’ll guide you step by step throughout the FCA’s authorisation process, ensuring your application is of the highest standard and we’ll act as a liaison between you and the FCA to ensure your application is processed as efficiently as possible. We’ll provide practical advice on the best company structure to suit you and ensure you have all the requirements in place for a successful application.
  • As a directly authorised firm, we will arrange your first visit, discuss in detail our benefits and deals and provide you with enhanced rates of commission. Our agencies team will set up the majority of the agencies to ensure any commissions you have earned are paid directly into your bank account.
  • Within ten days of joining you’ll have access to all the complimentary tools that come as part of your association with Compliance First.
  • From day one you can access the technical helpdesks.


“Our experience  with Compliance First began last Autumn as we were ably assisted through the process of becoming Directly Authorised. Support from the technical unit has been exceptional, and particularly helpful with Gabriel returns. We have attended relevant training events locally - well run by SimplyBiz - and distance has not proved to be a barrier to the active support we receive. We have found everyone we have contact with to be professional and courteous at all times”

Adrian Bell, Dip PFS, Certs CII (MP & ER), TEP
Succeed Wealth Management Limited

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