How to join Compliance First

To join Compliance First please call 0141 433 8214.

Once you’ve provided us with some details:

  • One of our experienced consultants will arrange a date convenient to you to meet you and determine how we can ensure you get the best from Compliance First’s services. This introductory visit is your opportunity to take advantage of our expertise and to identify where we can add additional value in your practice.
  • If you’re currently an appointed representative with a network we’ll guide you step by step throughout the FCA’s authorisation process, ensuring your application is of the highest standard and we’ll act as a liaison between you and the FCA to ensure your application is processed as efficiently as possible. We’ll provide practical advice on the best company structure to suit you and ensure you have all the requirements in place for a successful application.
  • As a directly authorised firm, we will arrange your first visit, discuss in detail our benefits and deals and provide you with enhanced rates of commission. Our agencies team will set up the majority of the agencies to ensure any commissions you have earned are paid directly into your bank account.
  • Within ten days of joining you’ll have access to all the complimentary tools that come as part of your association with Compliance First.
  • From day one you can access the technical helpdesks.

Testimonials

I would highly recommend Compliance First. The transition from AR to DA was made very smooth and the help I received from Compliance First made this an easy transition. I went DA to have more control over my business. The network I was with were becoming harder all the time to deal with and I was worried that if they went down my business would go with it.

I feel more in control of my own destiny now and Compliance First have been there to guide me on my journey. The regular compliance visits have been a great help and also knowing that someone is on the other end of a telephone line when I need them is a great comfort. Spending less time on compliance allows me to focus on running my business and making it more profitable. I highly recommend Compliance First!

Phil Anderson DipPFS, Adv CeMAP
Phil Anderson Financial Services Ltd

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