How to join Compliance First

To join Compliance First please call 0141 433 8234.

Once you’ve provided us with some details:

  • One of our experienced consultants will arrange a date convenient to you to meet you and determine how we can ensure you get the best from Compliance First’s services. This introductory visit is your opportunity to take advantage of our expertise and to identify where we can add additional value in your practice.
  • As a directly authorised firm, we will arrange your first visit, discuss in detail our benefits and deals and provide you with enhanced rates of commission. Our agencies team will set up the majority of the agencies to ensure any commissions you have earned are paid directly into your bank account.
  • If you’re currently an appointed representative with a network we’ll guide you step by step throughout the FCA’s authorisation process, ensuring your application is of the highest standard and we’ll act as a liaison between you and the FCA to ensure your application is processed as efficiently as possible. We’ll provide practical advice on the best company structure to suit you and ensure you have all the requirements in place for a successful application. Please click here for more information

Within ten days of joining, you’ll have access to all the complimentary tools that come as part of your association with Compliance First.

See how much you could save by moving to Compliance First.

Want to know more about how Compliance First help your business?
Fill out the form below and a member of our team will be in touch soon.
Alternatively, call us direct on 0141 433 8234.


“I thought the knowledge, enthusiasm and experience shown in the seminar I attended, was very evident and you engaged very well with your audience.

I was greatly reassured by what I heard and now have more confidence in our current practices. I also got some fresh ideas on how I can improve review meetings and make them more productive.”

Jan Warren
Ardmore Financial Planning

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