Facts & Figures

  • Number of Client Firms –  525
  • Client retention in excess of 99%
  • Number of advisers served by Compliance First – 1,194
  • Consistent positive growth in Client Firms year on year
  • More than half of Client Firms benefit from 2 or more visits per annum
  • Over 1,000 visits undertaken with Client Firms  in 2018
  • Over 31,000 calls into our  Technical Unit during 2018
  • 49,19 file reviews undertaken by end of 2018 by the Compliance Services Unit.
  • Bespoke training sessions delivered to meet our Client Firms needs
  • Our management team has a combined total of 197 years’ experience in the industry

Testimonials

“Our experience  with Compliance First began last Autumn as we were ably assisted through the process of becoming Directly Authorised. Support from the technical unit has been exceptional, and particularly helpful with Gabriel returns. We have attended relevant training events locally - well run by SimplyBiz - and distance has not proved to be a barrier to the active support we receive. We have found everyone we have contact with to be professional and courteous at all times”

Adrian Bell, Dip PFS, Certs CII (MP & ER), TEP
Succeed Wealth Management Limited

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