Facts & Figures

  • Number of Client Firms –  525
  • Client retention in excess of 99%
  • Number of advisers served by Compliance First – 1,194
  • Consistent positive growth in Client Firms year on year
  • More than half of Client Firms benefit from 2 or more visits per annum
  • Over 1,000 visits undertaken with Client Firms  in 2018
  • Over 31,000 calls into our  Technical Unit during 2018
  • 49,19 file reviews undertaken by end of 2018 by the Compliance Services Unit.
  • Bespoke training sessions delivered to meet our Client Firms needs
  • Our management team has a combined total of 197 years’ experience in the industry

Testimonials

"The assessment went well and thanks for your support – it helped. I felt better prepared and happy that with the support of Compliance First my business is TCF focused."

Iain Armour
Armour Financial Services Limited

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