There are 12 item(s) tagged with the keyword "SM&CR".
Our director of compliance services, Mark Greenwood, explores the ways in which 9 December 2019 was only the start of the SM&CR journey for advisers.
Mark Greenwood of The SimplyBiz Group takes a look at the practicalities and application of the FCA’s Fit and Proper requirements
Mark Greenwood looks at the mechanics of changing roles and Senior Manager functions under the new regime
An in-depth look at the differences between senior managers and certified persons
Group Training Manager, Michael Pashley, joins the FT Adviser podcast to discuss what advisers need to know about the upcoming regulation.
With the number of days left until the implementation of the Senior Managers and Certification Regime (SM&CR) nearing single figures, SimplyBiz Group's Mark Greenwood, rounds up everything that advice firms should have considered.
With the SM&CR just weeks away, we look at where firms need to be to ensure compliance with the new regime.
A look at how the new regime will affect paraplanners within advice firms.
Mark Greenwood takes an in-depth look at the new fitness and propriety requirements of the SM&CR
The Conduct Rules are a vital part of the Senior Managers’ Regime, and apply to nearly everyone