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There are 12 item(s) tagged with the keyword "SM&CR".

Don't take your eye off the SM&CR ball Don't take your eye off the SM&CR ball

19 Feb 2020

Our director of compliance services, Mark Greenwood, explores the ways in which 9 December 2019 was only the start of the SM&CR journey for advisers.

SM&CR: Ensure your employees are Fit and Proper SM&CR: Ensure your employees are Fit and Proper

28 Jan 2020

Mark Greenwood of The SimplyBiz Group takes a look at the practicalities and application of the FCA’s Fit and Proper requirements

Putting the fun into functions Putting the fun into functions

02 Jan 2020

Mark Greenwood looks at the mechanics of changing roles and Senior Manager functions under the new regime

Designating SM&CR roles Designating SM&CR roles

06 Dec 2019

An in-depth look at the differences between senior managers and certified persons

FT Adviser podcast: Nowhere to hide from SM&CR FT Adviser podcast: Nowhere to hide from SM&CR

22 Nov 2019

Group Training Manager, Michael Pashley, joins the FT Adviser podcast to discuss what advisers need to know about the upcoming regulation. 

Mark Greenwood: A final checklist for the SM&CR Mark Greenwood: A final checklist for the SM&CR

21 Nov 2019

With the number of days left until the implementation of the Senior Managers and Certification Regime (SM&CR) nearing single figures, SimplyBiz Group's Mark Greenwood, rounds up everything that advice firms should have considered.

Are you ready for SM&CR? Are you ready for SM&CR?

24 Oct 2019

With the SM&CR just weeks away, we look at where firms need to be to ensure compliance with the new regime. 

Paraplanners and the SM&CR Paraplanners and the SM&CR

11 Oct 2019

A look at how the new regime will affect paraplanners within advice firms. 

Get FIT for SM&CR Get FIT for SM&CR

10 Oct 2019

Mark Greenwood takes an in-depth look at the new fitness and propriety requirements of the SM&CR

SM&CR: Conduct Rules, ok? SM&CR: Conduct Rules, ok?

24 Sep 2019

The Conduct Rules are a vital part of the Senior Managers’ Regime, and apply to nearly everyone