Paul Bruns and Alexander McGregor: 'Regulatory headlines for the rest of 2023"

05 Sep 2023
Paul Bruns and Alexander McGregor: 'Regulatory headlines for the rest of 2023"

In today's FT Adviser, our Compliance Director, Paul Bruns, and Head of Policy, Alexander McGregor, take a look at the big events coming up on the regulatory horizon for the rest of 2023 and what they mean to advisers.

 

Whilst much of the recent regulatory focus has been on the implementation of the Consumer Duty rules, there are a number of significant regulatory challenges on the horizon for firms including the retirement income review, AR Regime changes, advice-guidance boundary review, and sustainable investment advice. Read Paul and Sandy's view on these pieces of policy, and much more, here https://www.ftadviser.com/ftadviser-focus/2023/08/30/what-advisers-need-to-know-about-regulation-before-year-end/?page=1