Why Join Compliance First?
Why should you join Compliance First?
- Our support is built around you and the requirements of your practice. Our team will create a bespoke service for you, which means you’re getting the most from your fees and receiving support for the items your practice needs.
- Our Compliance Consultants are dedicated to our client firms and their knowledge and support will guide you during your onsite visits.
- Our technical staff are some of the most knowledgeable and experienced in the industry, which means you’ll have complete peace of mind you’re getting the best advice for your queries.
- Compliance First will assist and support investment advisers in the run up to 31st December 2012, the deadline date for implementation of the Retail Distribution Review. Our specialist programmes can assist you with gaining qualifications as well as advice on implementing customer agreed remuneration, join us and benefit from our support and guidance in ensuring you’re 100% ready.
- With the FSA placing so much emphasis on understanding your client’s ability and willingness to take risk, getting this right is vital to your success. Compliance First will provide you with a robust end to end investment process that ticks all the boxes, ensuring you have the tools to make the most appropriate investment selections for your clients.
- At Compliance First our Strategic Relationship team liaises with product providers to ensure you receive the highest commission rates, levels of service and access to special offers and promotions from the companies that you place business with. Recent innovations include the launch of Simply Protect which is free to join and gives you access to a range of six protection providers, all of which offer you enhanced commission for the business you place.
Click here to join Compliance First
