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  • Services

    Compliance &
    business support
    for financial advisers.

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  • Join us

    See how we can add value
    to your business

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  • Vision
    Proposition

    Our groundbreaking
    post RDR support
    proposition.

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    Profiling

    Determine attitude
    to risk with this
    free tool.

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  • Becoming
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    and go direct.

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At Compliance First our mission is simple.
We aim to be;

  • First for adding value to your business
  • First for raising standards
  • First for helping you increase your profits

We have been providing bespoke compliance and business solutions for over 12 years and now work with more than 800 financial advisers across the UK. Compliance First raise the standard of support offered to independent financial advisers by combining a friendly and efficient team with market leading technical knowledge and years of industry experience.

Compliance First, Building 2, Kirkhill House, Broom Road East, Newton Mearns,
Glasgow. G77 5LL. Registered in Scotland No SC335070