There are 4 item(s) tagged with the keyword "FCA".
Our step-by-step guide to the FCA's new platform
16 Jun 2020
With the FCA planning to allow firms to access GABRIEL and Connect through one new platform, Alexander McGregor, compliance policy manager, produced a step-by-step guide to how this will work in practice.
Guidance provided around the Senior Managers & Certification Regime during COVID19
19 May 2020
A look at the regulator’s guidance in this rapidly developing area.
Importance of regulator's 'Dear CEO' letters should 'not be underestimated'
11 Feb 2020
Ken Davy, Chairman of The SimplyBiz Group and industry veteran of over 40 years, has spoken about what he describes as a ‘double-barrelled shot across the bows’ from the regulator.
FCA opens 2020 with 'Dear CEO' letter
30 Jan 2020
Ken Davy discusses the regulator’s latest communication and hopes that it will see more protection for both consumers and advisers.