[Skip Navigation]
Make your move with Compliance First
Quick Vote
Will the advent of Pension Reform encourage you to run a Group Pension campaign?
Vote Now

Feeling tied up with unnecessary bureaucracy?

If you are an adviser within a network, we will guide you through setting up for Direct Regulation;
  • Help you with company formation
  • Manage your FSA Application
  • Set up agencies with many of the Product Providers
  • Help you put together your business plan
  • Provide procedures and control plans essential to running a Directly Authorised firm
  • Spend a day with you, on site, implementing the required systems and controls
  • Organise Professional Indemnity Insurance, subject to underwriting
  • Provide key business stationery and disclosure document templates
Our dedicated authorisations team has helped over 1200 firms gain their authorisation to trade as a direcly regulated company.
Bound?

 

Latest News
Protection & Mortgage Forum - September 2010
18-Jun-2010
Read more...
Free website for every client firm
1-Jan-2010
Read more...
Holistic Financial Planning Services
1-Jan-2010
Read more...
Online Test Centre
1-Jan-2010
Read more...

Registered Office Building 2, Kirkhill House, Broom Road East, Newton Mearns, Glasgow.
G77 5LL. Registered in Scotland No SC335070